Asset Management

Clients can take advantage of the security and liquidity as well as the account features, products and technologies available from Bank of New York Mellon’s clearing and custody platform, Pershing, LLC. As our secure systems to access to account information, trading and account maintenance are available through the internet on a worldwide basis, we can accommodate business from anywhere in the United States and a large number of foreign jurisdictions.

Exceptional Privacy and Confidentiality Protections

The privacy and confidentiality protections for client accounts at US broker dealers are among the most stringent of any jurisdiction worldwide. US Regulations impose strict requirements for maintaining the confidentiality and privacy of client account information. Our clients can review account activity, positions and gain/loss information through our secure systems accessible anywhere an internet connection is available.

Access to all Major Global Exchanges and Currencies

Our International Trading Desk offers traders and investment clients, multicurrency execution capabilities in over 65 exchanges through Pershing, LLC. The desk employs an approach that puts the clients interests first. Delray Financial Group LLC, also provides the support to buy and sell global fixed income securities and non-U.S. dollar-denominated bonds with extensive market experience. With the ability to execute in nearly 50 currencies, the Foreign Exchange Desk can help our advisors and their clients to succeed globally by easily facilitating currency conversion.

Domestic (U.S.) and International Mutual Funds

Our platform offers more than 2,000 domestic (U.S.) and more than 2000 offshore mutual funds.
The offshore mutual funds are specifically structured for the foreign clients. These funds offer substantial privacy protections and tax benefits available only to non-citizens of the U.S. They are generally administered from stable tax-haven jurisdictions such as Luxembourg, Bermuda and Ireland and are exempt from tax withholding for dividends interest and capital gains. Clients both foreign and domestic can use these investment products to achieve broad portfolio diversification across assets classes, foreign and domestic markets as well as currencies.

Open Platform for Fixed Income Securities and Emerging Market Bonds

Our fixed income platform through Pershing, LLC provides our clients with access to over 90 dealers in corporate, government and emerging market bonds as well as structured products, certificates of deposit and commercial paper. In addition to these dealers, we maintain relationships with other major institutional bond dealers to ensure that our clients have the broadest possible access to competitive pricing for their fixed income investments.

Access to funds at ATM terminals Worldwide

Clients can access the funds in their accounts and make purchases with the Visa/ATM-Debit card at banks, ATM terminals, retail establishments, hotels and restaurants throughout the world. We also offer an international debit card for foreign clients who want a $US denominated debit card. Our platform provides a robust collection of financial management features including on-line banking, ACH funds transfer and automated bill payment.

Enhanced Liquidity with Access to Low Cost Credit

Our low cost margin and collateralized loan rates allow clients to achieve maximum liquidity in their investment portfolios by providing credit secured by portfolio assets. The rates available to our clients are substantially lower than those of more traditional lending sources such as banks and credit card companies and allow clients access to funds without the need to sell account positions.

Securities are cleared and assets are held through Pershing, LLC, a subsidiary of
Member New York Stock Exchange, FINRA, SIPC

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